Brooke D. Clarkson
Partner
Brooke D. Clarkson is a partner and SEC, PCAOB, and FINRA litigation attorney with 番茄社区; Lardner LLP. Brooke鈥檚 practice focuses on representing public companies and their officers and directors, audit firms and their partners and other entities and individuals in investigations and proceedings involving the Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), Financial Industry Regulatory Authority (FINRA) and other government and non-government agencies and in private litigation. Brooke also has significant experience assisting boards of directors and their committees with internal investigations involving financial reporting and other conduct and counseling them on compliance with the federal securities laws and other applicable rules and regulations. Brooke is a member of the firm鈥檚 Securities Enforcement & Litigation and Government Enforcement Defense & Investigations Practices. She is also a member of the Environmental, Social, and Corporate Governance (ESG) Team.
Brooke serves on the firm鈥檚 recruiting committee and is an active member in the firm鈥檚 pro bono efforts, representing individuals in Social Security Administration matters, including administrative law judge hearings, in connection with the D.C. Bar Pro Bono Clinic.
Prior to joining the firm, Brooke was a trial preparation assistant in the Frauds Bureau of the District Attorney鈥檚 Office of New York County, New York.
Representative Experience
- Public companies and officers and directors in SEC investigations/proceedings involving accounting, compliance and disclosure issues
- Individuals in SEC investigations/proceedings involving insider trading
- Audit committees in internal investigations and related SEC investigations/proceedings involving accounting, compliance and disclosure issues
- National and regional audit firms and partners in SEC and PCAOB investigations/proceedings
- Part of a team appointed to be an independent consultant in connection with an SEC consent judgment
Awards and Recognition
- Selected for inclusion to the Washington, D.C. Super Lawyers 鈥 Rising Stars庐 list (2017)
Presentations and Publications
Brooke is a contributing author to the Securities Enforcement: Counseling and Defense treatise (published by Matthew Bender) and the Accountants鈥 Liability treatise (published by Practicing Law Institute).
- Panelist, “,” Association of Corporate Counsel (June 23, 2021)
The SEC Enforcement Division Announces Significant Changes to Its Processes
SEC Administrative Courts Survive Industry Ban Challenge
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SEC and FINRA Increase Oversight of Cross-Border Small-Cap Offerings
SEC Creates New Cross-Border Task Force to Combat Fraud, Prioritizing Investigations of Foreign Issuers and Gatekeepers
SEC鈥檚 Division of Examinations Releases Priorities for Fiscal Year 2025